Mon - Sat 8:00 AM - 5:00 PM
info@infosolkenya.com
AML / CFT Audit & Review
AML / CFT Audit and Review
As per the law, regulated institutions must conduct AML CFT independent audits of their compliance programs. Changes in business environment, regulatory framework, customers, products and service also prompt for AML program review.
We conducts comprehensive audit, consistence with local regulations, FATF recommendations and global best practices.
We provide the right subject matter expert, detailed and practical AML audit to ensure full regulatory compliance with Proceeds of Crime and Anti-Money Laundering Act (POCALMA) and Prevention of Terrorism Act (POTA).
Our review process includes
- Institution's wide risk assessment
- Policy & Procedure
- KYC CDD EDD and sanctions risk assessment
- High Risk transaction & Suspicious Activity Reporting (SAR) Processes review
- Control's testing
- Report and records keeping
- Training gaps
- Regulatory Preparedness
Invest in your team’s expertise, equip them with the tools to stay compliant and resilient against financial crime.